Recovery remains the murkiest phase of the disaster cycle. Unless you have experienced a significant disaster in your jurisdiction then you haven’t had an opportunity to practice and explore recovery concepts. Recovery does not have a well-defined beginning and end, therefore we tend to shy away from it and choose to focus our planning instead on the distinctive and adrenaline filled response phase.
US Federal Government Disaster Assistance
FEMA has two primary recovery programs that provide disaster assistance: Public Assistance (for local and state governments) and Individual Assistance (for individuals / households). The first step in accessing these programs is a request from the Governor to the President to declare a Major Disaster. Once received, FEMA will review information about the disaster’s impacts.
The metrics they typically rely on include the estimated monetary value to public property (obtained through initial damage estimates submitted by the local jurisdiction), the number of private housing units that are damaged or destroyed and the number of these which are uninsured. Based on these numeric estimates, and the Preliminary Damage Assessment validation process, FEMA will make a recommendation to the President about granting a disaster declaration and which types of assistance should be activated. Sometimes, only one type of assistance will be granted initially, and then additional categories will get added as more information is collected and verified.
Broadening the Definition of Disaster Survivors
This view of recovery is narrow, focused only on numbers and physical damages. As I outlined in my recent article on the ripple effect of disasters, the true impacts of disaster tend to be much broader. These include interruption to work and loss of hourly wages, losses experienced by undocumented populations, loss of outbuildings that were used for primary residences, displacement of renters outside of the disaster zone, school closures and childcare impacts, health impacts related to poor air quality, economic impacts due to air quality related closures, and psychological impacts on the greater community.
When we begin to think about the true number of people who could be defined as disaster survivors, we see that the reach is much broader than who qualifies for FEMA’s Individual and Household Assistance program currently. Assuming that you live in a county that was included in a Major Disaster Declaration for which Individual Assistance was activated, you have to be able to prove that you lived in a disaster damaged residential structure, prove that you were uninsured or underinsured, and show evidence that a member of your household is a “US citizen, non-citizen national or qualified alien.”
As depicted in a recent NPR article on FEMA’s high denial rate for disaster assistance applications during the 2020 Oregon Wildfires, this is not an easy process. “During last year’s fire season in Oregon, FEMA didn’t approve roughly 70% of claims. That’s after FEMA filtered out applications it had deemed as potentially fraudulent. In California, FEMA didn’t approve 86% of claims.”
There is much room for error in the paperwork process and if the automated systems are unable to verify you along the way, your application will likely be denied. Of course, there is an appeal process but many who see the word ‘denied’ simply move on. Hassling with bureaucratic paperwork and jumping through hoops is the last thing that most disaster survivors want to do.
So if those who meet the currently narrow definition of survivors are experiencing their share of problems accessing aid, how do we go about creating a system that supports an expanded definition of disaster survivors?
Involving Community Based Organizations
While government financial assistance can be extremely beneficial, it shouldn’t be relied upon as the only way to support individuals following disasters. That’s where non-profit organizations and community based organizations can step in to be incredibly important local assets. Case management efforts can be best coordinated by the formation of a Long Term Recovery Group (LTRG) for resource and information sharing. Following the series of disasters in 2017 and 2018 in Ventura County, the LTRG became a critical driver of recovery efforts. The group ensured that monetary grants provided by the American Red Cross, Tzu Chi, the Salvation Army and others were issued in a coordinated manner and helped survivors navigate the process of identifying and applying for all available aid.
One of the leading organizations in Ventura’s LTRG is the Ventura Community Foundation. Before my experience with the recovery, I was unaware of the role that such foundations can play after disaster. According to the Council on Foundations,
“Community foundations are grantmaking public charities that are dedicated to improving the lives of people in a defined local geographic area. They bring together the financial resources of individuals, families and businesses to support effective nonprofits in their communities.”
As a trusted fiduciary agent in the community, the Ventura Community Foundation has been able to provide both short and long term recovery grants to individuals and community based organizations impacted by disaster and also partner with grassroots organizations to amplify fundraising and giving efforts. This is a largely untapped resource for emergency managers, and a critical stakeholder to identify and bring to the table in pre-planning efforts. The mission of such organizations aligns closely with filling the gap between survivor needs and available assistance.
Shift the Focus to Community
My experience and research on recovery has revealed that an effective recovery strategy is to expand our focus from individuals to the community. While financially supporting the most deeply impacted individuals is a critical component of recovery, there are many non-financial factors that can support survivor recovery too. One is having the ability to share their story, which is most effectively done through community healing events, such as fundraisers, vigils, and memorials that specifically recognize the hurt and trauma that disaster has caused. Effective case management staff, volunteers, emergency managers and any other representatives working with the survivors can also help meet this need simply by allowing space and time for survivors to share their experiences. It may take an extra hour out of a busy day, but as architects of community recovery we need to recognize and understand this need and build time into our agendas to allow it.
Another key factor in survivor recovery and post traumatic growth is feeling connected to something greater than themselves. Service opportunities allow survivors to give back and regain their agency, thus rewriting the narrative that might have painted them as ‘victims.’ Creating such opportunities alongside community events can be a huge booster in community resiliency and recovery. As much as possible, survivors need to find a place and mechanism to connect with one another, to hear each other, and to console each other. Local businesses and organizations can be huge assets in facilitating these opportunities.
New Methods of Measuring Recovery
When I gave my recovery presentation at the IAEM Encore conference last month, I was asked a really interesting question: If acres burned and homes destroyed don’t tell us the full story, what metrics should we be using to measure recovery? As I’ve considered this question, some immediate ideas drawn from the ripple effect come to mind. Perhaps we can look at economic statistics—jobs lost, hours lost (although how do you gather that data?), retail losses, tourism losses, agriculture losses, etc. And maybe we could measure through days that schools and other anchor community establishments are closed. Another possible metric could be the number of people seeking assistance through local non-profits. In Ventura County, a good indicator was the number of disaster related calls placed to their local 2-1-1 (help line for general questions on services, resources, and information in the county).
But the more I thought about the question, the more I realized that trying to find a quantitative method to measure recovery might be the wrong approach. Instead, maybe we need to try to measure it qualitatively. Numbers can only tell us so much. Metrics cannot convey the true human impact of disaster the way that survivor stories can.
To really illustrate true impacts, relief agencies need to understand what it was like to be there during the disaster and the lingering social, psychological, and economic impacts that survivors feel. Focusing on the direct financial impacts will only ever tell a sliver of the story. Let’s look instead toward ways to collect qualitative data—what are the themes of loss, hope and healing among survivor stories?
At the beginning of 2020, Ventura Community Foundation held a ‘Ted Talks’ style event where disaster grant recipients shared brief stories about the impact of the funds on their recovery. It was emotionally moving and hugely successful– benefactors left with a much deeper understanding of where their dollars were going and a strong motivation to continue giving. When survivor stories are published in media, they can also reveal losses and plight of the more ‘invisible’ members of the community.
Expanding Emergency Management
In the recovery phase there is a fine line between making life better for disaster survivors and making life better in general. Often, disaster serves to illuminate pre-existing inequities and inadequacies in social systems. It’s hard to isolate needs that are related solely to the disaster and turn a blind eye to needs that also exist in blue skies. That is where recovery so closely blends into the mitigation phase of the cycle–what can we design, develop, and build back better so that the next incident doesn’t become a disaster?
This nexus between recovery and mitigation is the most fascinating to me personally, and the area where I think that our field has the most potential for growth. Here is the place where we can really show our value and embed our work with community development, economic development, urban planning, social advocacy, environmental justice, and other agencies who work on reducing social vulnerability every day. These may not be the first stakeholders we imagine when we think about whole community partnerships, but they are unequivocally important to engage during recovery. And as we all know, it’s better to build the relationships before the disaster hits.
Earlier this month I gave a presentation, Dynamics of Recovery: Navigating the Long Haul at the International Association of Emergency Managers Encore Conference. This was the first time the professional association had done a mid-year two-day virtual summit featuring follow up presentations by select speakers from last year’s conference. (You can view my 2020 presentation on Navigating the Transition from Response to Recovery here—it will be a few more months before I can release this month’s presentation.)
I was excited for the opportunity to expand on recovery after all the research I’ve been doing for my Ruin to Rebirth book project and the trends I’ve been seeing after recent disasters in California. One of the things I chose to focus on in this presentation was how we really need to broaden the definition of disaster survivors. When it comes to determining eligibility for disaster aid, FEMA tends to rely heavily on statistics of damaged / destroyed homes and the percentage of uninsured losses in a community. The need for simple metrics is understandable when you must make comparisons between communities to determine the areas of greatest need. However, this approach is a drastic oversimplification of the impact disasters have on communities. In this article I will discuss the ripple effect of California’s wildfires as background for an upcoming article on new ideas for measuring recovery and how we can broaden the definition of disaster survivors.
Smoke’s Influence on Air Quality
When discussing wildfires, the influence of smoke on air quality is a key issue that drives disaster impacts way beyond the burn area. While the direct physical impacts of flames are limited even in large fires, smoke quickly becomes a regional or even statewide affair. In California’s 2020 wildfires air quality impacts were observed hundreds of miles from the burn areas for nearly an entire month. When air quality is poor it ignites a domino effect of negative consequences for industries—prompting closures at schools, outdoor retail, recreation, and tourism, and placing severe limitations on agriculture, construction, and landscaping.
Poor air quality has also been linked to dire health impacts. During widespread smoke incidents, both emergency room visits and deaths of elderly people increase dramatically. While the official fatality count for the 2020 wildfires is 26, a Stanford study estimates that this number could be up to 50 times higher—up to 3,000–when smoke impacts are factored into the equation. “These are hidden deaths. These are people who were probably already sick but for whom air pollution made them even sicker,” Marshall Burke, Deputy Director of Stanford’s Center on Food Security and the Environment told the San Jose Mercury News.
With chronic respiratory disease such as asthma on the rise in recent years, likely due to ambient air pollution, this is especially troubling for the health consequences that prolonged and frequent wildfires could have on younger populations too. The 2020 wildfires also coincided with the COVID-19 pandemic, meaning that there was an even greater vulnerable population with compromised respiratory systems due to the disease.
2017 Thomas Fire: Economic Impacts
As you might remember from previous articles, I was heavily involved in the response and recovery to the Thomas Fire in Ventura County through my role with CalOES. So I’d like to share some impacts that the Thomas Fire had on Ventura County to illustrate how deeply the community was disrupted beyond the modest 1,000 or so homes that were lost. These social and economic impacts begin to help us understand the magnitude of the ripple throughout the community, much of it instigated by smoke.
The Thomas Fire began on December 4th, the height of the holiday shopping season for many of Ventura’s small retail businesses. In Southern California’s ideal coastal climate, many businesses are located in outdoor shopping malls that were forced to close due to poor air quality during a critical time period in the shopping season. It was estimated that retailers in the impacted and adjacent areas would lose 20% of their annual revenue for 2017 and continue to feel losses into 2018 due to the fire.
Agriculture makes up a large percentage of Ventura’s local economy. As smoke permeated the valleys below the flame engulfed mountains, it was unsafe for outdoor farmwork to continue and many of the community’s most vulnerable were out of work during the holiday season. No workers meant no crops and thus agriculture suffered too. Crops were also directly impacted by the heat of the fire. Avocados are one of the top 10 agricultural exports in Ventura’s $2.2 billion dollar industry. The 2017 yield for avocados was decimated by the fire. But the impacts of the high heat were not limited to the current fruits, as it also caused a massive die off of the avocado trees, which would destroy business for years to come.
Tourism is another major industry in Ventura county. The picturesque location linking the Pacific Ocean with agricultural plains and oak covered hillsides makes for a perfect getaway backdrop. The Ojai Valley is reliant on tourism with about 31% of all jobs in that industry. Nestled in the rolling hills it is an ideal spot for retreats–for both business and pleasure. The Thomas Fire caused the Ojai Valley Inn, one of the major employers and economic drivers for the community, to close for two weeks as most of the Ojai Valley was evacuated when it was entirely surrounded by fire. Smaller hotels and businesses in Ojai were also closed. These closures caused many hospitality employees to lose hours or suffer unpaid weeks off during a time when most were reliant on their paychecks to give their families a good holiday season.
In all three of these industries, the majority of workers are hourly. Due to the uncertainty of the crisis, most employers were simply reducing hours rather than laying workers off, thus the true impact on jobs remains unknown since it is not reflected in unemployment data. This also made it difficult for workers to plan financially or access unemployment benefits since they were not technically unemployed.
School Closures
Due to air quality issues in the Thomas Fire, most of the schools in Eastern Ventura County were closed for two weeks in December prior to their holiday break. As the nation has seen during the COVID-19 crisis, school closures have massive ripple effects in a community. When children are out of school, many parents are forced to stay home from work–often in sectors that are not well equipped for telework or in industries where they do not have sick or vacation time benefits to use. This puts additional financial strain and mental stress on families who are forced to adapt to a lifestyle where everyone is at home and parents are unable to earn income or work productively. Many low income families are also reliant on school lunches so school closures can increase hunger and food insecurity in the community.
During the 2020 wildfires, I was managing the California State University system’s response. Over the span of August to September, we had seven campuses close for at least one business day due to poor air quality. We also had at least 26 members of our CSU campus communities lose their homes due to the wildfire. Power outages, evacuations, and closures also influenced the ability of students and faculty to participate in online courses, which made up most of our academic offerings at the time due to the pandemic.
Displacement and Housing Impacts
Prior to the fire, Ventura had already been experiencing a housing crisis. Rates of homelessness were on the rise due to increasing rents and plummeting vacancy rates. Ventura County was in the top ten least affordable housing markets in the nation and only about a quarter of the County’s population could afford a median priced home. The vacancy rate in Ojai was less than one percent and Ventura’s was less than 2%. So even if you were in that lucky 25% who could afford to own a home, they were incredibly difficult to come by.
The fire only exacerbated the housing crisis in Ventura. While over 900 housing units were destroyed, the County knew unofficially that many of these units housed multiple families, sharing space to alleviate the high cost of rent. There were also over 200 outbuildings destroyed. Although FEMA would not count these as homes in the certified count, it was known that many of them were occupied by extremely low income farm workers. Since they were not technically residential units these people would not have access to many of the benefits that other disaster survivors would.
Another way that the housing market shifted after the fire was through the displacement of renters. While the fire itself destroyed many large beautiful homes in the hills, renters in Ventura city came to bear the burden of seeking new housing. This was because homeowners in the destroyed neighborhoods owned more than one property. So, when their primary residences were destroyed, these landlords relocated to their rental units while rebuilding their homes. This meant that renters who had been paying month to month were now given notice and had to join the incredibly difficult hunt for housing in Ventura. They were an entirely untrackable population who were deeply impacted by the fire, having lost their place of residence but would have no access to any survivor benefits and would simply be on their own to fight for housing.
Looking Forward
To really understand this dynamic, complex, and lengthy phase of the disaster cycle, we need to broaden our perspective and consider the far-reaching impacts of disaster on our communities. In my next article, I will discuss new ideas for measuring recovery that go beyond the simple metrics of acres burned and homes lost.
Unfortunately we have become all too accustomed to this sight in California over the past two summers and autumns. At CalOES, we have been in nearly constant response and recovery modes during these seasons of both 2017 and 2018. Connecting counties with state and federal resources becomes our role during these major presidentially declared disasters, so I wanted to put together a quick guide for some of the most pertinent things to consider during the aftermath of a big disaster in your jurisdiction.
While there is so much more to say on this topic, and so many more details that can be shared on best practices, I wanted to get something out there in the emergency management community to start the conversation. Along with my previous CalOES colleague Randy Styner, I chose to publish this article in the June 2019 IAEM bulletin. This brief article reflects experiences we had in recovery for the Thomas, Hill / Woolsey, Holy, Canyon 2, and Redwood Valley Fires. We hope you find this to be a useful starting point in planning for the response to recovery transition.